Regulatory Update

Lazorne Learning publishes a monthly Regulatory Update newsletter to provide you with timely information about changes impacting the financial services industry (such as proposed changes in legislation, guidance notes, policy statements and the like).  We also provide information about topical issues affecting compliance in the financial markets.

Our aim is to keep you informed of recent developments and/or upcoming changes in legislation that may impact upon your business.

Firstly, we summarise the changes for you so that you need only read what is relevant and useful to you. Secondly, we provide a more descriptive overview of the regulatory change so you can better understand the amendments. We also provide you a link to the source documents in case you want even further detail.

We recognise that information can be used for training purposes thus, we have designed our website to enable individuals acknowledge that they have read and understood the article(s) and/or legislative change. This may also be used as evidence to demonstrate compliance with ongoing training requirements.

Ongoing Training

We note that the holder of an AFSL ultimately remains responsible for all the financial services provided under its Licence.  Hence, you need to ensure that representatives who provide financial services meet the required training standards on an ongoing basis. We offer ongoing compliance training to ensure that your representatives continue to be adequately trained and competent to provide financial services to your customers (from a compliance perspective).

Online Learning

Lazorne Learning delivers its Regulatory Update using a Learning Management System (LMS).

Lazorne Learning recognizes that its clients require training courses that are specific to the person’s role and/or function, as opposed to completing training that is generic and reading material that has limited value.  Lazorne can upload your own unique content such as internal policies, practices, procedures, and more into your own private and secure section.

Lazorne Learning will be able to deliver to you independent third party content (if you so desire).  This will assist your staff in undertaking ongoing training specific to their needs and to maintain and update their knowledge and skills that are appropriate for the activities they perform.